Filed March 1, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RBC GLOBAL ASSET MANAGEMENT5+ years Filed as: CITY NATIONAL ROCHDALE LLC Service code 26 · EIN 13-3360819 | Advisory (Participants) | $115,840 |
Filed as: GREAT-WEST LIFE ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $36,933 |
FLEXIBLE PLAN INVESTMENTS LTD5+ years Service code 26 · EIN 38-2340348 | Advisory (Participants) | $17,042 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT SERVICES Service code 26 · EIN 36-3297908 | Advisory (Participants) | $11,034 |
CHARLES SCHWAB & CO., INC.5+ years Service code 26 · EIN 94-1737782 | Advisory (Participants) | $7,310 |
EXENCIAL WEALTH ADVISORS LLC3 years Service code 26 · EIN 47-3558396 | Advisory (Participants) | $25 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $389,065 | $52,953+634.7% | $172,739+125.2% | $65,185+496.9% |
| Participation rate | 96.7% | 66.2%+30.5pp | 82.6%+14.0pp | 70.2%+26.5pp |
| Annual return | 29.51% | 30.12%-0.6pp | 802.84%-773.3pp | 29.38%+0.1pp |
| Employer contribution / active EE | $33,872 | $2,190+1446.9% | $5,143+558.6% | $2,177+1456.2% |
| Participant deferral / active EE | $19,025 | $2,471+670.0% | $5,198+266.0% | $3,514+441.4% |
| Admin fee / account holder | $1,006 | $472+113.2% | $13,954-92.8% | $847+18.8% |