Filed March 1, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RBC GLOBAL ASSET MANAGEMENT4+ years Filed as: CITY NATIONAL ROCHDALE LLC Service code 26 · EIN 13-3360819 | Advisory (Participants) | $106,743 |
Filed as: GREAT-WEST LIFE ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $34,341 |
FLEXIBLE PLAN INVESTMENTS LTD4+ years Service code 26 · EIN 38-2340348 | Advisory (Participants) | $26,229 |
CHARLES SCHWAB & CO., INC.4+ years Service code 26 · EIN 94-1737782 | Advisory (Participants) | $8,224 |
ADP BROKER-DEALER4+ years Filed as: PENSION CONSULTANTS Service code 16 300 S. CAMPBELL AVENUE · SPRINGFIELD, MO 65806 | Consulting | $5,720 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT SERVICE Service code 26 · EIN 36-3297908 | Advisory (Participants) | $4,365 |
BKD, LLP1 year Service code 10 910 E. ST. LOUIS STREET, SUITE 200 · SPRINGFIELD, MO 65801 | Accounting | $37 |
EXENCIAL WEALTH ADVISORS LLC2 years Service code 26 · EIN 47-3558396 | Advisory (Participants) | $23 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $282,572 | $47,977+489.0% | $154,107+83.4% | $56,287+402.0% |
| Participation rate | 97.8% | 66.2%+31.6pp | 83.0%+14.7pp | 69.9%+27.9pp |
| Annual return | 2.19% | 3.54%-1.3pp | 735.12%-732.9pp | -9.96%+12.2pp |
| Employer contribution / active EE | $34,423 | $2,169+1487.3% | $5,298+549.8% | $2,111+1530.6% |
| Participant deferral / active EE | $20,956 | $2,392+776.2% | $5,081+312.5% | $3,350+525.6% |
| Admin fee / account holder | $1,020 | $438+132.8% | $13,411-92.4% | $521+95.8% |