Filed March 1, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RBC GLOBAL ASSET MANAGEMENT3+ years Filed as: CITY NATIONAL ROCHDALE LLC Service code 26 · EIN 13-3360819 | Advisory (Participants) | $95,488 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $33,953 |
Filed as: GREAT WEST LIFE Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $25,527 |
Filed as: FLEXIBLE PLAN INVESTEMENTS LTD Service code 26 · EIN 38-2340348 | Advisory (Participants) | $23,121 |
CHARLES SCHWAB & CO., INC.3+ years Service code 26 · EIN 94-1737782 | Advisory (Participants) | $8,804 |
ADP BROKER-DEALER3+ years Filed as: PENSION CONSULTANTS Service code 16 300 S. CAMPBELL AVENUE · SPRINGFIELD, MO 65806 | Consulting | $1,948 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT SVCS Service code 26 · EIN 36-4410122 | Advisory (Participants) | $774 |
LARSON FINANCIAL GROUP LLC3+ years Service code 26 · EIN 20-4773945 | Advisory (Participants) | $358 |
Service code 26 · EIN 47-3558396 | Advisory (Participants) | $6 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $316,038 | $55,453+469.9% | $170,442+85.4% | $62,292+407.3% |
| Participation rate | 96.1% | 66.4%+29.8pp | 83.6%+12.5pp | 69.5%+26.6pp |
| Annual return | 28.79% | 21.38%+7.4pp | 205.93%-177.1pp | 28.90%-0.1pp |
| Employer contribution / active EE | $34,366 | $2,164+1488.3% | $5,433+532.6% | $2,042+1582.8% |
| Participant deferral / active EE | $19,230 | $2,303+735.1% | $4,939+289.3% | $3,169+506.8% |
| Admin fee / account holder | $1,461 | $455+221.1% | $13,880-89.5% | $479+204.9% |