Filed January 13, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $641,796 |
Filed as: EMPOWER ANNUITY INS CO OF AMERICA Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $280,184 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: J.P. MORGAN INVESTMENT MGMT, INC. Service code 27 · EIN 13-3200244 | Advisory (Plan) | $150,548 |
COWEN & COMPANY LLC7 years Filed as: COWEN EXECUTION SERVICES, LLC Service code 50 · EIN 84-1702964 | Direct Payment | $11,748 |
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL, NICOLAUS & COMPANY, INC. Service code 50 · EIN 43-0538770 | Direct Payment | $2,131 |
CHARLES SCHWAB & CO., INC.8 years Service code 50 · EIN 94-1737782 | Direct Payment | $0 |
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $293,987 | $167,950+75.0% | $112,887+160.4% | $80,160+266.8% |
| Participation rate | 99.3% | 94.5%+4.8pp | 80.5%+18.8pp | 72.9%+26.4pp |
| Annual return | 17.37% | 18.78%-1.4pp | 34.10%-16.7pp | 40.38%-23.0pp |
| Employer contribution / active EE | $8,887 | $6,272+41.7% | $4,563+94.7% | $2,978+198.4% |
| Participant deferral / active EE | $13,031 | $9,857+32.2% | $6,513+100.1% | $5,017+159.7% |
| Admin fee / account holder | $198 | $104+91.0% | $7,047-97.2% | $145+36.6% |