Filed January 13, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: J.P. MORGAN INVESTMENT MGMT INC. Service code 27 · EIN 13-3200244 | Advisory (Plan) | $168,354 |
COWEN & COMPANY LLC1 year Filed as: COWEN EXECUTION SERVICES, LLC Service code 50 · EIN 84-1702964 | Direct Payment | $19,605 |
CHARLES SCHWAB & CO., INC.2 years Service code 50 · EIN 94-1737782 | Direct Payment | $1,275 |
Filed as: GREAT WEST LIFE & ANNUITY INS. CO. Service code 15 · EIN 84-0467907 | Recordkeeping | $0 |
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $226,605 | $159,202+42.3% | $97,995+131.2% | $77,958+190.7% |
| Participation rate | 99.5% | 91.5%+8.0pp | 82.4%+17.1pp | 71.6%+27.8pp |
| Annual return | 18.36% | 28.47%-10.1pp | 23.94%-5.6pp | 20.87%-2.5pp |
| Employer contribution / active EE | $6,357 | $4,224+50.5% | $4,158+52.9% | $2,310+175.1% |
| Participant deferral / active EE | $9,838 | $7,461+31.9% | $5,097+93.0% | $3,537+178.2% |
| Admin fee / account holder | $164 | $83+98.1% | $5,943-97.2% | $97+68.2% |