Filed January 13, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 · EIN 84-1532243 | Investment Management | $293,956 |
Filed as: GREAT WEST LIFE & ANNUITY INS. CO. Service code 15 · EIN 84-0467907 | Recordkeeping | $250,910 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: J.P. MORGAN INVESTMENT MGMT INC. Service code 19 · EIN 13-3200244 | Securities Custodian | $162,231 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 19 · EIN 13-4110995 | Securities Custodian | $2,648 |
WELLINGTON TRUST COMPANY2+ years Filed as: WELLINGTON TRUST COMPANY, NA Service code 52 · EIN 04-2755549 | Indirect Investment Fees | $1,590 |
Service code 50 · EIN 94-1737782 | Direct Payment | $325 |
Filed as: JPMORGAN CHASE BANK, N.A. Service code 59 | Shareholder Servicing | $52 |
Service code 15 | Recordkeeping | $0 |
Filed as: J.P.MORGAN SECURITIES LLC Service code 59 | Shareholder Servicing | $0 |
JPMORGAN INVEST HOLDINGS LLC2+ years Filed as: JP MORGAN CHASE BANK, N.A. Service code 71 · EIN 13-4994650 | Brokerage Fees | $0 |
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $197,212 | $144,604+36.4% | $88,497+122.8% | $63,975+208.3% |
| Participation rate | 99.5% | 91.8%+7.6pp | 82.4%+17.1pp | 71.1%+28.4pp |
| Annual return | 8.92% | 9.63%-0.7pp | 7.63%+1.3pp | 48.65%-39.7pp |
| Employer contribution / active EE | $5,986 | $4,008+49.4% | $4,036+48.3% | $2,182+174.4% |
| Participant deferral / active EE | $9,371 | $7,027+33.4% | $4,899+91.3% | $3,356+179.2% |
| Admin fee / account holder | $165 | $78+110.1% | $6,220-97.4% | $70+133.9% |