Filed January 13, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST LIFE & ANNUITY INS. CO. Service code 15 · EIN 84-0467907 | Recordkeeping | $295,244 |
MORGAN STANLEY SMITH BARNEY5+ years Filed as: J.P. MORGAN INVESTMENT MGMT INC. Service code 27 · EIN 13-3200244 | Advisory (Plan) | $160,213 |
COWEN & COMPANY LLC3 years Filed as: COWEN EXECUTION SERVICES, LLC Service code 50 · EIN 84-1702964 | Direct Payment | $15,970 |
CHARLES SCHWAB & CO., INC.4 years Service code 50 · EIN 94-1737782 | Direct Payment | $1,650 |
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $263,952 | $168,477+56.7% | $105,387+150.5% | $77,775+239.4% |
| Participation rate | 99.3% | 91.6%+7.7pp | 82.6%+16.8pp | 73.2%+26.1pp |
| Annual return | 24.16% | 25.62%-1.5pp | 26.82%-2.7pp | 32.58%-8.4pp |
| Employer contribution / active EE | $7,212 | $4,957+45.5% | $4,213+71.2% | $2,504+188.0% |
| Participant deferral / active EE | $11,141 | $8,141+36.9% | $5,502+102.5% | $3,966+180.9% |
| Admin fee / account holder | $184 | $103+79.7% | $6,559-97.2% | $100+84.1% |