Filed January 13, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $719,182 |
Filed as: EMPOWER ANNUITY INSURANCE CO OF A Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $273,614 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: J.P. MORGAN INVESTMENT MGMT, INC. Service code 27 · EIN 13-3200244 | Advisory (Plan) | $166,620 |
COWEN & COMPANY LLC1 year Filed as: COWEN EXECUTION SERVICES. LLC Service code 50 · EIN 84-1702964 | Direct Payment | $14,965 |
CHARLES SCHWAB & CO., INC.7 years Service code 50 · EIN 94-1737782 | Direct Payment | $207 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $264,829 | $153,281+72.8% | $93,765+182.4% | $77,906+239.9% |
| Participation rate | 99.1% | 92.2%+6.9pp | 81.0%+18.1pp | 73.7%+25.4pp |
| Annual return | -17.61% | -5.55%-12.1pp | -11.32%-6.3pp | 12.16%-29.8pp |
| Employer contribution / active EE | $8,888 | $5,690+56.2% | $4,327+105.4% | $2,846+212.3% |
| Participant deferral / active EE | $13,397 | $9,364+43.1% | $6,099+119.6% | $4,805+178.8% |
| Admin fee / account holder | $197 | $114+72.4% | $7,184-97.3% | $133+48.4% |