Filed January 13, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $719,182 |
Filed as: EMPOWER ANNUITY INSURANCE CO OF A Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $273,614 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: J.P. MORGAN INVESTMENT MGMT, INC. Service code 27 · EIN 13-3200244 | Advisory (Plan) | $166,620 |
COWEN & COMPANY LLC1 year Filed as: COWEN EXECUTION SERVICES. LLC Service code 50 · EIN 84-1702964 | Direct Payment | $14,965 |
CHARLES SCHWAB & CO., INC.7 years Service code 50 · EIN 94-1737782 | Direct Payment | $207 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $264,829 | $153,281+72.8% | $93,789+182.4% | $77,904+239.9% |
| Participation rate | 99.1% | 92.2%+6.9pp | 81.0%+18.2pp | 73.7%+25.5pp |
| Annual return | -17.61% | -5.55%-12.1pp | -11.33%-6.3pp | 12.21%-29.8pp |
| Employer contribution / active EE | $8,888 | $5,690+56.2% | $4,323+105.6% | $2,848+212.1% |
| Participant deferral / active EE | $13,397 | $9,364+43.1% | $6,094+119.8% | $4,806+178.8% |
| Admin fee / account holder | $197 | $114+72.4% | $7,195-97.3% | $133+48.4% |