Filed November 22, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
NORTHERN TRUST COMPANY6+ years Filed as: NORTHERN TRUST INVESTMENTS, INC. Service code 31 · EIN 36-3608252 | Named fiduciary | $4,134,125 |
THE BANK OF NEW YORK MELLON2 years Filed as: MELLON INVESTMENTS CORPORATION Service code 51 · EIN 25-1442864 | Investment Mgmt Fees | $2,349,250 |
BLACKROCK3 years Filed as: BLACKROCK FINANCIAL MANAGEMENT INC. Service code 51 · EIN 13-3806691 | Investment Mgmt Fees | $2,190,602 |
THE BANK OF NEW YORK MELLON6+ years Service code 15 · EIN 13-5160382 | Recordkeeping | $2,078,888 |
THE SEGAL COMPANY6+ years Service code 11 · EIN 13-1975125 | Actuarial | $387,534 |
GROOM LAW GROUP3 years Filed as: GROOM LAW GROUP, CHARTERED Service code 29 · EIN 52-1219029 | Legal | $362,858 |
OAKTREE CAPITAL MANAGEMENT, L.P.6+ years Service code 51 · EIN 26-0189082 | Investment Mgmt Fees | $333,916 |
CDW DIRECT LLC4 years Service code 49 · EIN 36-3310735 | Other Services | $273,742 |
STATE STREET GLOBAL ADVISORS6+ years Service code 51 · EIN 81-4017137 | Investment Mgmt Fees | $198,928 |
VITECH SYSTEMS GROUP2 years Filed as: VITECH SYSTEMS GROUP, INC. Service code 49 · EIN 13-3785492 | Other Services | $195,378 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, S.A. | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, S.A. | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, S.A. | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT SECURITY | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT SECURITY | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT SECURITY | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT SECURITY | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT SECURITY | — | — | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $353,945-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 20.8%-20.8pp | 0.0%0pp |
| Annual return | -1.45% | 13.80%-15.2pp | 10.57%-12.0pp | 13.80%-15.2pp |
| Employer contribution / active EE | $9,605 | $10,386-7.5% | $29,483-67.4% | $10,386-7.5% |
| Participant deferral / active EE | $0 | $448-100.0% | $150-100.0% | $448-100.0% |
| Admin fee / account holder | $0 | $0 | $2,009-100.0% | - |