Filed November 22, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
NORTHERN TRUST COMPANY2+ years Filed as: NORTHERN TRUST INVESTMENTS, INC. Service code 31 · EIN 36-3608252 | Named fiduciary | $5,923,983 |
THE BANK OF NEW YORK MELLON2+ years Service code 15 · EIN 13-5160382 | Recordkeeping | $4,060,566 |
OAKTREE CAPITAL MANAGEMENT, L.P.2+ years Service code 51 · EIN 26-0189082 | Investment Mgmt Fees | $2,580,507 |
LSV ASSET MANAGEMENT2+ years Service code 51 · EIN 23-2772200 | Investment Mgmt Fees | $2,462,277 |
LOGAN CIRCLE PARTNERS, LP2+ years Service code 51 · EIN 20-8262386 | Investment Mgmt Fees | $2,253,622 |
DELAWARE INVESTMENTS1 year Filed as: MACQUARIE INVESTMENT MGMT BUS TRUST Service code 51 · EIN 23-2859590 | Investment Mgmt Fees | $1,917,292 |
WILLIAM BLAIR2+ years Filed as: WILLIAM BLAIR INVESTMENT MANAGEMENT Service code 51 · EIN 47-2614791 | Investment Mgmt Fees | $1,840,163 |
CAUSEWAY CAPITAL MANAGEMENT LLC2+ years Service code 51 · EIN 95-4861680 | Investment Mgmt Fees | $1,660,197 |
Service code 51 · EIN 51-0294065 | Investment Mgmt Fees | $1,509,592 |
Filed as: WCM INVESTMENT MANAGEMENT Service code 51 · EIN 95-3046237 | Investment Mgmt Fees | $1,301,445 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | CAESARS ENTERTAINMENT OPERATING | — | COMPANY, INC. 1 CAESARS PALACE DR. LAS VEGAS, NV 89109 | — |
| Part 1 Loan in default | CAESARS ENTERTAINMENT OPERATING | — | COMPANY, INC. 1 CAESARS PALACE DR. LAS VEGAS, NV 89109 | — |
| Part 1 Loan in default | CHAPARRAL ENERGY, INC. | — | — | — |
| Part 1 Loan in default | LINN ENERGY, LLC | — | JP MORGAN CHASE TOWER 600 TRAVIS, SUITE 1400 HOUSTON, TX 77002 | — |
| Part 1 Loan in default | MAGNETATION LLC | — | — | — |
| Part 1 Loan in default | TONON LUXEMBOURG S.A. | — | — | — |
| Part 1 Loan in default | ULTRA PETROLEUM CORP. | — | 400 N. SAM HOUSTON PKWY E. SUITE 1200 HOUSTON, TX 77060 | — |
| Part 1 Loan in default | VIRGOLINO DE OLIVEIRA FINANCE S.A. | — | — | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $40,289-100.0% | $442,730-100.0% | $40,289-100.0% |
| Participation rate | 0.0% | 4.2%-4.2pp | 12.5%-12.5pp | 4.2%-4.2pp |
| Annual return | 5.57% | 10.64%-5.1pp | 4.72%+0.9pp | 10.64%-5.1pp |
| Employer contribution / active EE | $9,851 | $11,561-14.8% | $30,821-68.0% | $11,561-14.8% |
| Participant deferral / active EE | $0 | $347-100.0% | $113-99.9% | $347-100.0% |
| Admin fee / account holder | $0 | $312-100.0% | $2,146-100.0% | $312-100.0% |