Filed November 22, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
NORTHERN TRUST COMPANY3+ years Filed as: NORTHERN TRUST INVESTMENTS, INC. Service code 31 · EIN 36-3608252 | Named fiduciary | $4,649,719 |
THE BANK OF NEW YORK MELLON3+ years Service code 15 · EIN 13-5160382 | Recordkeeping | $4,056,793 |
LSV ASSET MANAGEMENT3+ years Service code 51 · EIN 23-2772200 | Investment Mgmt Fees | $1,667,379 |
WILLIAM BLAIR3+ years Filed as: WILLIAM BLAIR INVESTMENT MANAGEMENT Service code 51 · EIN 47-2614791 | Investment Mgmt Fees | $1,268,224 |
CAUSEWAY CAPITAL MANAGEMENT LLC3+ years Service code 51 · EIN 95-4861680 | Investment Mgmt Fees | $1,149,662 |
Filed as: GENESIS INVESTMENT MANAGEMENT, LLP Service code 51 · EIN 98-1068837 | Investment Mgmt Fees | $1,125,350 |
OAKTREE CAPITAL MANAGEMENT, L.P.3+ years Service code 51 · EIN 26-0189082 | Investment Mgmt Fees | $1,124,568 |
Filed as: ASHMORE INVESTMENT MGMT LIMITED Service code 51 | Investment Mgmt Fees | $1,107,965 |
Filed as: WCM INVESTMENT MANAGEMENT Service code 51 · EIN 95-3046237 | Investment Mgmt Fees | $923,968 |
DELAWARE INVESTMENTS1 year Filed as: MACQUARIE INVESTMENT MANAGEMENT Service code 51 · EIN 23-2859590 | Investment Mgmt Fees | $894,648 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | NEW WORLD RESOURCES N.V., THE SHARD | — | — | — |
| Part 1 Loan in default | SAMARCO MINERACAO S.A. | — | — | — |
| Part 1 Loan in default | SAMARCO MINERACAO S.A. | — | — | — |
| Part 1 Loan in default | SAMARCO MINERACAO S.A. | — | — | — |
| Part 1 Loan in default | TONON LUXEMBOURG S.A. | — | — | — |
| Part 1 Loan in default | VIRGOLINO DE OLIVEIRA FINANCE S.A. | — | — | — |
| Part 1 Loan in default | WALTER INVESTMENT MANAGEMENT CORP. | — | 1100 VIRGINIA DRIVE, SUITE 100 FT WASHINGTON, PA 19034 | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $14,491,905-100.0% | $85,985-100.0% | $14,491,905-100.0% |
| Participation rate | 0.0% | 5.3%-5.3pp | 19.2%-19.2pp | 5.3%-5.3pp |
| Annual return | 20.91% | 1057.21%-1036.3pp | 14.20%+6.7pp | 1057.21%-1036.3pp |
| Employer contribution / active EE | $9,587 | $14,374-33.3% | $27,968-65.7% | $14,374-33.3% |
| Participant deferral / active EE | $0 | $351-99.9% | $576-99.9% | $351-99.9% |
| Admin fee / account holder | $0 | $81,210-100.0% | $6,028-100.0% | $81,210-100.0% |