Filed November 22, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
NORTHERN TRUST COMPANY4+ years Filed as: NORTHERN TRUST INVESTMENTS, INC. Service code 31 · EIN 36-3608252 | Named fiduciary | $4,514,465 |
Filed as: BNY MELLON AMNA Service code 51 · EIN 25-1442864 | Investment Mgmt Fees | $3,604,565 |
THE BANK OF NEW YORK MELLON4+ years Service code 15 · EIN 13-5160382 | Recordkeeping | $3,395,007 |
BLACKROCK1 year Filed as: BLACKROCK FINANCIAL MANAGEMENT INC. Service code 51 · EIN 13-3806691 | Investment Mgmt Fees | $2,417,388 |
OAKTREE CAPITAL MANAGEMENT, L.P.4+ years Service code 51 · EIN 26-0189082 | Investment Mgmt Fees | $2,163,400 |
Service code 51 | Investment Mgmt Fees | $855,144 |
Service code 51 · EIN 52-1200960 | Investment Mgmt Fees | $820,049 |
Filed as: GENESIS INVESTMENT MANAGEMENT, LLP Service code 51 · EIN 98-1068927 | Investment Mgmt Fees | $789,010 |
THE SEGAL COMPANY4+ years Service code 11 · EIN 13-1975125 | Actuarial | $717,873 |
ADVENTUS US REALTY 12 LP2 years Service code 49 · EIN 81-3722421 | Other Services | $480,210 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | DAVID'S BRIDAL, INC. | — | 1001 WASHINGTON ST. CONSHOHOCKEN, PA 194282356 | — |
| Part 1 Loan in default | DBP HOLDING CORPORATION | — | 1001 WASHINGTON ST. CONSHOHOCKEN, PA 194282356 | — |
| Part 1 Loan in default | ODEBRECHT FINANCE LTD. | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, S.A. | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, S.A. | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, S.A. | — | — | — |
| Part 1 Loan in default | TONON LUXEMBOURG S.A. | — | — | — |
| Part 1 Loan in default | ULTRA RESOURCES, INC. | — | 116 INVERNESS DRIVE EAST SUITE 400 ENGLEWOOD, CO 80112 | — |
| Part 1 Loan in default | ULTRA RESOURCES, INC. | — | 116 INVERNESS DRIVE EAST SUITE 400 ENGLEWOOD, CO 80112 | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT SECURITY | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT SECURITY | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT SECURITY | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT SECURITY | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT SECURITY | — | — | — |
| Part 1 Loan in default | VIRGOLINO DE OLIVEIRA FINANCE S.A. | — | — | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $7,764,297-100.0% | $280,855-100.0% | $7,764,297-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 21.6%-21.6pp | 0.0%0pp |
| Annual return | -3.03% | -1.95%-1.1pp | -0.70%-2.3pp | -1.95%-1.1pp |
| Employer contribution / active EE | $9,476 | $9,243+2.5% | $28,903-67.2% | $9,243+2.5% |
| Participant deferral / active EE | $0 | $425-100.0% | $148-99.9% | $425-100.0% |
| Admin fee / account holder | $0 | $62,356-100.0% | $1,852-100.0% | $62,356-100.0% |