Filed November 22, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
THE BANK OF NEW YORK MELLON1+ years Service code 15 · EIN 13-5160382 | Recordkeeping | $4,236,497 |
NORTHERN TRUST COMPANY1+ years Filed as: NORTHERN TRUST INVESTMENTS, INC. Service code 31 · EIN 36-3608252 | Named fiduciary | $3,778,390 |
OAKTREE CAPITAL MANAGEMENT, L.P.1+ years Service code 51 · EIN 26-0189082 | Investment Mgmt Fees | $3,649,350 |
LSV ASSET MANAGEMENT1+ years Service code 51 · EIN 23-2772200 | Investment Mgmt Fees | $2,994,351 |
WELLINGTON TRUST COMPANY1+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 51 · EIN 30-0835489 | Investment Mgmt Fees | $2,662,860 |
WILLIAM BLAIR1+ years Filed as: WILLIAM BLAIR INVESTMENT MANAGEMENT Service code 51 · EIN 47-2614791 | Investment Mgmt Fees | $2,182,991 |
DELAWARE INVESTMENTS1+ years Filed as: DELAWARE INVESTMENT ADVISERS Service code 51 · EIN 23-2859590 | Investment Mgmt Fees | $1,923,757 |
Service code 51 · EIN 51-0294065 | Investment Mgmt Fees | $1,832,663 |
GROOM LAW GROUP1+ years Filed as: GROOM LAW GROUP CHARTERED Service code 29 · EIN 52-1219029 | Legal | $1,667,591 |
LOGAN CIRCLE PARTNERS, LP1+ years Service code 51 · EIN 20-8262386 | Investment Mgmt Fees | $1,547,948 |
See 1 actuary disclosure. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
See 11 reportable transactions. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $47,522-100.0% | $253,870-100.0% | $47,522-100.0% |
| Participation rate | 0.0% | 9.2%-9.2pp | 10.5%-10.5pp | 9.2%-9.2pp |
| Annual return | 0.37% | -0.08%+0.5pp | -1.10%+1.5pp | -0.08%+0.5pp |
| Employer contribution / active EE | $9,303 | $7,991+16.4% | $27,248-65.9% | $7,991+16.4% |
| Participant deferral / active EE | $0 | $325-99.9% | $105-99.7% | $325-99.9% |
| Admin fee / account holder | $0 | $275-100.0% | $702,575-100.0% | $275-100.0% |