Retirement plan

KROLL 401(K) RETIREMENT SAVINGS PLAN

Name: KROLL, LLC - KROLL 401(K) RETIREMENT SAVINGS PLAN (2024) Form 5500
Creator: KROLL, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, KROLL 401(K) RETIREMENT SAVINGS PLAN, KROLL, LLC

KROLL, LLCEIN 36-4090666Plan #001PY 2024

285 FULTON STREET, 31ST FLOOR - NEW YORK, NY 10007212-202-5882kroll.comLinkedIn5001-10000 employeesmanagement consulting

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed October 20, 2006

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$504.6M

-10.2% from 2016

Total participants

2,917

-7.3% from 2016

Average account balance

$189,714

-3.4% from 2016

Annual return

15.78%

+4.16 pp from 2016

Benchmarks

See 949 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort949 peers

Snapshot2024

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$504.64M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$190K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,660

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

86.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$39.10M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$21K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.78%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$158

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 2 by compensation

Provider	Service type	Compensation
NEWPORT GROUP, INC.6 years Service code 12 · EIN 27-2037969	Claims processing; Recordkeeping fees...	$275,105
MORGAN STANLEY SMITH BARNEY3 years Filed as: GRAYSTONE CONSULTING-MORGAN STANLEY Service code 27 35 VILLAGE ROAD · MIDDLETON, MA 01949	Advisory (Plan)	$144,151

Plan features & details

Pension benefit codes2E2F2G2J2K3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$419K

$226 / participant

Recordkeeping$99K23.7%
Investment mgmt$144K34.4%
Contract admin$176K41.9%

% of EOY assets

0.083%

all-in expense ratio

Categories reported

3 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: COHNREZNICK ADVISORY LLC
Auditor EIN: 334144829
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$189,714

$122,128+55.3%

$147,117+29.0%

$200,096-5.2%

Participation rate

86.2%

78.2%+8.0pp

82.2%+4.0pp

72.0%+14.2pp

Annual return

15.78%

30.58%-14.8pp

420.54%-404.8pp

34.26%-18.5pp

Employer contribution / active EE

$7,121

$4,093+74.0%

$4,932+44.4%

$3,038+134.4%

Participant deferral / active EE

$13,910

$8,484+64.0%

$8,065+72.5%

$5,090+173.3%

Admin fee / account holder

$158

$180-12.2%

$12,993-98.8%

$269-41.5%

Provider

Service type

Compensation

NEWPORT GROUP, INC.6 years

Service code 12 · EIN 27-2037969

Claims processing; Recordkeeping fees...

$275,105

MORGAN STANLEY SMITH BARNEY3 years

Filed as: GRAYSTONE CONSULTING-MORGAN STANLEY

Service code 27

35 VILLAGE ROAD · MIDDLETON, MA 01949

Advisory (Plan)

$144,151

KROLL 401(K) RETIREMENT SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

KROLL 401(K) RETIREMENT SAVINGS PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion