Filed October 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 · EIN 13-2638166 | Advisory (Plan) | $374,221 |
WILMINGTON TRUST2+ years Filed as: WILMINGTON TRUST FIDUCIARY SERVICES Service code 27 · EIN 26-3523944 | Advisory (Plan) | $224,658 |
NEWPORT GROUP, INC.1 year Filed as: NEWPORT GROUP, INC Service code 12 · EIN 27-2037969 | Participant loan processing; Direct p... | $76,641 |
RELIANCE TRUST COMPANY1 year Filed as: RELIANCE TRUST Service code 12 · EIN 58-1428634 | Account maintenance fees; Custodial (... | $17,070 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,059 | $80,354+33.2% | $133,975-20.1% | $63,975+67.3% |
| Participation rate | 81.6% | 87.5%-5.9pp | 87.1%-5.4pp | 71.1%+10.5pp |
| Annual return | 8.34% | 13.11%-4.8pp | 29.29%-21.0pp | 48.65%-40.3pp |
| Employer contribution / active EE | $5,029 | $3,503+43.5% | $5,211-3.5% | $2,182+130.5% |
| Participant deferral / active EE | $9,133 | $5,239+74.3% | $6,282+45.4% | $3,356+172.1% |
| Admin fee / account holder | $390 | $69+462.9% | $9,324-95.8% | $70+453.9% |