Filed October 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 · EIN 13-2638166 | Advisory (Plan) | $365,132 |
NEWPORT GROUP, INC.2 years Filed as: NEWPORT GROUP, INC Service code 12 · EIN 27-2037969 | Sub-transfer agency fees; Participant... | $166,755 |
RELIANCE TRUST COMPANY2 years Filed as: RELIANCE TRUST Service code 12 · EIN 58-1428634 | Account maintenance fees; Custodial (... | $26,460 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $130,110 | $89,274+45.7% | $149,721-13.1% | $77,958+66.9% |
| Participation rate | 86.7% | 87.6%-1.0pp | 87.1%-0.4pp | 71.6%+15.0pp |
| Annual return | 18.23% | 20.36%-2.1pp | 1501.67%-1483.4pp | 20.87%-2.6pp |
| Employer contribution / active EE | $5,446 | $3,727+46.1% | $5,4440% | $2,310+135.7% |
| Participant deferral / active EE | $9,953 | $5,382+84.9% | $6,568+51.5% | $3,537+181.4% |
| Admin fee / account holder | $309 | $240+28.9% | $11,282-97.3% | $97+217.5% |