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| Provider | Service type | Compensation |
|---|---|---|
RIDGEWORTH3+ years Filed as: GENEVA ADVISORS LLC Service code 26 · EIN 04-3689735 | Advisory (Participants) | $19,015 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $14,494 |
MONETA GROUP LLC3+ years Filed as: MONETA GROUP INVESTMENT ADV Service code 26 · EIN 20-1903821 | Advisory (Participants) | $11,959 |
Service code 26 · EIN 20-0822261 | Advisory (Participants) | $6,929 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $403,369 | $80,753+399.5% | $136,294+196.0% | $62,292+547.5% |
| Participation rate | 91.0% | 73.5%+17.4pp | 81.9%+9.1pp | 69.5%+21.5pp |
| Annual return | 15.58% | 35.83%-20.3pp | 5155.94%-5140.4pp | 28.90%-13.3pp |
| Employer contribution / active EE | $13,238 | $2,884+359.1% | $4,695+181.9% | $2,042+548.2% |
| Participant deferral / active EE | $10,253 | $5,164+98.6% | $6,247+64.1% | $3,169+223.5% |
| Admin fee / account holder | $188 | $525-64.3% | $9,243-98.0% | $479-60.8% |