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| Provider | Service type | Compensation |
|---|---|---|
RIDGEWORTH2+ years Filed as: GENEVA ADVISORS LLC Service code 26 · EIN 04-3689735 | Advisory (Participants) | $22,160 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Float revenue; ... | $12,290 |
MONETA GROUP LLC2+ years Filed as: MONETA GROUP INVESTMENT ADV Service code 26 · EIN 20-1903821 | Advisory (Participants) | $11,787 |
MUELLER & CO, LLP2+ years Filed as: MUELLER AND CO LLP Service code 10 · EIN 36-2658780 | Accounting | $10,130 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $2,536 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $357,096 | $75,183+375.0% | $123,894+188.2% | $55,167+547.3% |
| Participation rate | 90.0% | 72.8%+17.2pp | 81.4%+8.6pp | 69.0%+21.0pp |
| Annual return | 7.52% | 19.01%-11.5pp | 47.52%-40.0pp | 169.23%-161.7pp |
| Employer contribution / active EE | $13,091 | $2,823+363.7% | $4,617+183.6% | $1,963+567.0% |
| Participant deferral / active EE | $10,272 | $5,084+102.0% | $5,984+71.7% | $3,054+236.3% |
| Admin fee / account holder | $213 | $663-67.8% | $8,357-97.4% | $504-57.6% |