Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 20-0822261 | Advisory (Participants) | $75,708 |
Filed as: DAVID VAUGHAN INVESTMENTS LLC Service code 26 · EIN 37-1272863 | Advisory (Participants) | $47,504 |
Service code 26 · EIN 20-8574983 | Advisory (Participants) | $26,028 |
Filed as: FIFTH THIRD BANK Service code 10 · EIN 31-0676865 | Accounting | $21,683 |
Filed as: WEALTH ENHANCEMENT ADVISORY SE Service code 26 · EIN 41-2016508 | Advisory (Participants) | $20,728 |
MONETA GROUP LLC11+ years Filed as: MONETA GROUP INVESTMENT ADV Service code 26 · EIN 20-1903821 | Advisory (Participants) | $17,699 |
CHARLES SCHWAB & CO., INC.11+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $13,548 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $8,212 |
CHARLES SCHWAB & CO., INC.6 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.6 years Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
22 funds of $250K or more; 16 lines in all, holding $95.9M of the plan's $173M. From the 2025 filing. Recordkeeper: Charles Schwab.
Target-date series: Schwab Managed Retirement, mutual fund, 20% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Schwab S&P 500 Index Fund Charles Schwab · Mutual fund IndexRecordkeeper's own fund | $34.8M | 36.3% |
| Schwab Managed Retirement Fidelity (FMR) · Mutual fund Target-date, 9 vintages | $19.2M | 20.1% |
| American Balanced Fund Class R-4 Capital Group · Mutual fund | $6.1M | 6.3% |
| Schwab Total Stock Market Index Fund Charles Schwab · Mutual fund IndexRecordkeeper's own fund | $5.8M | 6.1% |
| Dodge & Cox Income Fund Dodge & Cox · Mutual fund | $5.6M | 5.8% |
| Growth Fund OF America Class R-4 Capital Group · Mutual fund | $5.0M | 5.2% |
| Dodge & Cox International Stock Fund Dodge & Cox · Mutual fund | $4.0M | 4.1% |
| Vanguard Mid-Cap Index Fund Vanguard · Mutual fund Index | $3.4M | 3.6% |
| U.S. Large Cap Value Portfolio - Institutional Class Dimensional · Mutual fund | $2.5M | 2.7% |
| Vanguard Small-Cap Index Fund Vanguard · Mutual fund Index | $2.4M | 2.5% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.