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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $115,056 |
Service code 12 · EIN 13-3689044 | Participant loan processing; Recordke... | $32,853 |
NATIONAL FINANCIAL SERVICES4 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $121,776 | $185,342-34.3% | $111,308+9.4% | $86,821+40.3% |
| Participation rate | 97.2% | 81.0%+16.2pp | 77.3%+19.9pp | 72.3%+24.9pp |
| Annual return | 20.96% | 500.80%-479.8pp | 54.67%-33.7pp | 97.94%-77.0pp |
| Employer contribution / active EE | $3,518 | $2,246+56.6% | $2,732+28.8% | $2,406+46.2% |
| Participant deferral / active EE | $5,261 | $4,458+18.0% | $4,487+17.2% | $4,132+27.3% |
| Admin fee / account holder | $219 | $255-14.1% | $7,965-97.2% | $170+29.4% |