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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $65,172 |
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $35,197 |
RBC WEALTH MANAGEMENT1 year Filed as: RBC CAPITAL MARKETS LLC Service code 16 · EIN 41-1416330 | Consulting | $27,400 |
NATIONAL FINANCIAL SERVICES6 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,570 | $99,168+11.5% | $96,534+14.5% | $74,460+48.5% |
| Participation rate | 97.7% | 80.7%+17.0pp | 76.0%+21.7pp | 70.7%+26.9pp |
| Annual return | 13.84% | 22.40%-8.6pp | 25.88%-12.0pp | 34.38%-20.5pp |
| Employer contribution / active EE | $3,477 | $2,570+35.3% | $2,965+17.3% | $2,638+31.8% |
| Participant deferral / active EE | $5,477 | $4,936+11.0% | $4,851+12.9% | $4,530+20.9% |
| Admin fee / account holder | $178 | $225-20.8% | $8,253-97.8% | $348-48.8% |