Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 9-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $96,872 |
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Claim... | $25,769 |
NATIONAL FINANCIAL SERVICES3 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,591 | $79,519+27.8% | $95,964+5.9% | $73,412+38.4% |
| Participation rate | 98.6% | 81.2%+17.4pp | 77.1%+21.5pp | 72.2%+26.4pp |
| Annual return | 12.76% | 19.20%-6.4pp | 91.64%-78.9pp | 59.30%-46.5pp |
| Employer contribution / active EE | $3,195 | $2,048+56.0% | $2,541+25.7% | $2,234+43.0% |
| Participant deferral / active EE | $4,746 | $4,138+14.7% | $4,167+13.9% | $3,806+24.7% |
| Admin fee / account holder | $183 | $184-0.7% | $6,797-97.3% | $158+15.9% |