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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $158,225 |
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Recordkeeping and... | $20,184 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,957 | $73,404+21.2% | $87,103+2.1% | $67,582+31.6% |
| Participation rate | 96.0% | 80.9%+15.1pp | 76.9%+19.1pp | 71.3%+24.7pp |
| Annual return | 4.52% | 48.29%-43.8pp | 28.19%-23.7pp | 378.57%-374.0pp |
| Employer contribution / active EE | $3,040 | $2,014+51.0% | $2,521+20.6% | $2,148+41.6% |
| Participant deferral / active EE | $4,350 | $3,913+11.2% | $4,049+7.5% | $3,539+22.9% |
| Admin fee / account holder | $259 | $142+82.6% | $7,491-96.5% | $142+81.7% |