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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL Service code 27 · EIN 13-2638166 | Advisory (Plan) | $155,295 |
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Share... | $33,788 |
NATIONAL FINANCIAL SERVICES5 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,687 | $72,303+28.2% | $86,698+6.9% | $64,824+43.0% |
| Participation rate | 96.5% | 80.4%+16.0pp | 76.6%+19.9pp | 71.5%+25.0pp |
| Annual return | -18.20% | 392.77%-411.0pp | 35.96%-54.2pp | 32.84%-51.0pp |
| Employer contribution / active EE | $3,703 | $2,393+54.7% | $2,837+30.5% | $2,507+47.7% |
| Participant deferral / active EE | $5,690 | $4,660+22.1% | $4,656+22.2% | $4,311+32.0% |
| Admin fee / account holder | $256 | $174+47.3% | $7,492-96.6% | $188+36.4% |