Filed February 11, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY6+ years Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $23,901 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $7,196 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $6,230 |
BDO USA, LLP6+ years Service code 99 PO BOX 642743 · PITTSBURGH, PA 152642743 | Other Fees | $4,212 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,357 | $81,474-24.7% | $133,956-54.2% | $73,488-16.5% |
| Participation rate | 51.3% | 76.4%-25.1pp | 79.8%-28.5pp | 70.7%-19.4pp |
| Annual return | 15.44% | 19.40%-4.0pp | 45.09%-29.7pp | 28.51%-13.1pp |
| Employer contribution / active EE | $1,557 | $2,209-29.5% | $3,919-60.3% | $2,270-31.4% |
| Participant deferral / active EE | $2,840 | $3,786-25.0% | $5,048-43.7% | $3,740-24.1% |
| Admin fee / account holder | $306 | $713-57.1% | $8,927-96.6% | $513-40.4% |