Filed February 11, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY Service code 10 · EIN 26-4310632 | Accounting | $22,972 |
STANCORP FINANCIAL GROUP3 years Service code 12 · EIN 93-1253576 | Recordkeeping and information managem... | $20,400 |
COHEN & COMPANY1 year Filed as: COHEN & CO Service code 10 · EIN 34-1912961 | Accounting | $18,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $83,397 | $88,083-5.3% | $164,813-49.4% | $74,495+12.0% |
| Participation rate | 40.2% | 73.0%-32.9pp | 78.6%-38.4pp | 67.2%-27.0pp |
| Annual return | 12.03% | 17.26%-5.2pp | 69.93%-57.9pp | 1364.94%-1352.9pp |
| Employer contribution / active EE | $1,526 | $2,593-41.1% | $4,341-64.8% | $2,623-41.8% |
| Participant deferral / active EE | $3,024 | $4,498-32.8% | $6,031-49.9% | $4,346-30.4% |
| Admin fee / account holder | $548 | $2,234-75.5% | $12,690-95.7% | $1,942-71.8% |