Filed February 11, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $22,554 |
BDO USA, LLP5+ years Service code 13 PO BOX 642743 · PITTSBURGH, PA 152642743 | Contract Administrator | $5,903 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $5,192 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $4,679 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,216 | $86,332-36.0% | $125,175-55.9% | $65,185-15.3% |
| Participation rate | 51.3% | 75.3%-24.0pp | 79.8%-28.5pp | 70.2%-18.9pp |
| Annual return | 20.02% | 27.43%-7.4pp | 43.79%-23.8pp | 29.38%-9.4pp |
| Employer contribution / active EE | $1,635 | $2,040-19.8% | $3,865-57.7% | $2,177-24.9% |
| Participant deferral / active EE | $3,065 | $3,537-13.4% | $4,937-37.9% | $3,514-12.8% |
| Admin fee / account holder | $397 | $609-34.9% | $9,702-95.9% | $847-53.2% |