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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $142,268 |
HARTLAND & CO4+ years Service code 26 · EIN 34-1597728 | Advisory (Participants) | $87,298 |
Filed as: JAMES INVESTMENT RESEARCH, INC. Service code 26 · EIN 31-0891459 | Advisory (Participants) | $16,739 |
RIGGS ASSET MANAGEMENT CO2 years Filed as: RIGGS ASSET MANAGEMENT COMPANY Service code 26 · EIN 23-2626101 | Advisory (Participants) | $15,657 |
FRONTIER ASSET MANAGEMENT3 years Service code 26 · EIN 83-0331917 | Advisory (Participants) | $15,280 |
MEADEN & MOORE, LTD.2 years Filed as: MEADEN AND MOORE LTD. Service code 10 · EIN 34-1818258 | Accounting | $11,000 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Direct pa... | $4,464 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO. AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $270,883 | $75,388+259.3% | $123,553+119.2% | $55,727+386.1% |
| Participation rate | 95.2% | 75.7%+19.6pp | 82.3%+12.9pp | 70.9%+24.4pp |
| Annual return | -3.57% | 4.48%-8.1pp | 119.21%-122.8pp | 244.94%-248.5pp |
| Employer contribution / active EE | $10,223 | $3,063+233.7% | $4,628+120.9% | $2,078+391.9% |
| Participant deferral / active EE | $9,950 | $5,651+76.1% | $6,426+54.8% | $3,356+196.5% |
| Admin fee / account holder | $291 | $120+142.6% | $9,284-96.9% | $115+152.3% |