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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $117,633 |
HARTLAND & CO1 year Filed as: HARTLAND & CO LLC Service code 26 · EIN 34-1597728 | Advisory (Participants) | $67,420 |
Filed as: JAMES INVESTMENT RESEARCH, INC. Service code 26 · EIN 31-0891459 | Advisory (Participants) | $16,186 |
MEADEN & MOORE, LTD.1 year Filed as: MEADEN AND MOORE LTD. Service code 10 · EIN 34-1818258 | Accounting | $15,000 |
Filed as: RIGGS ASSET MANAGEMENT COMPANY Service code 26 · EIN 23-2626101 | Advisory (Participants) | $14,369 |
FRONTIER ASSET MANAGEMENT2 years Service code 26 · EIN 83-0331917 | Advisory (Participants) | $13,422 |
WEALTHTRUST FAIRPORT, LLC2 years Filed as: WEALTHTRUST FAIRPORT LLC Service code 26 · EIN 26-1094814 | Advisory (Participants) | $10,000 |
Filed as: MERRILL LYNCH, PIERCE, FE Service code 50 · EIN 13-5674085 | Direct Payment | $5,990 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $5,865 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $2 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $291,780 | $155,795+87.3% | $136,298+114.1% | $69,634+319.0% |
| Participation rate | 96.0% | 75.2%+20.8pp | 81.9%+14.1pp | 70.7%+25.4pp |
| Annual return | 16.97% | 232464.33%-232447.4pp | 5156.27%-5139.3pp | 27572.26%-27555.3pp |
| Employer contribution / active EE | $10,163 | $2,991+239.8% | $4,696+116.4% | $2,032+400.1% |
| Participant deferral / active EE | $9,486 | $5,394+75.9% | $6,247+51.8% | $3,224+194.2% |
| Admin fee / account holder | $262 | $128+103.9% | $9,244-97.2% | $110+136.8% |