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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $84,808 |
HARTLAND & CO2+ years Service code 26 · EIN 34-1597728 | Advisory (Participants) | $61,408 |
BDO USA, LLP1 year Filed as: BDO USA LLP Service code 10 · EIN 13-5381590 | Accounting | $17,000 |
Filed as: JAMES INVESTMENT RESEARCH, INC. Service code 26 · EIN 31-0891459 | Advisory (Participants) | $15,079 |
DIASTOLE WEALTH MANAGEMENT INC2+ years Service code 26 · EIN 06-1463831 | Advisory (Participants) | $13,459 |
Filed as: PINNACLE WEALTH PLANNING SERVICE Service code 26 · EIN 34-1431326 | Advisory (Participants) | $13,411 |
RIGGS ASSET MANAGEMENT CO2+ years Service code 26 · EIN 23-2626101 | Advisory (Participants) | $13,356 |
HAMILTON LANE ADVISORS, LLC2+ years Filed as: HAMILTON CAPITAL MANAGEMENT INC. Service code 26 · EIN 31-1515316 | Advisory (Participants) | $11,452 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $10,837 |
Filed as: WEALTHTRUST FAIRPORT LLC Service code 26 · EIN 26-1094814 | Advisory (Participants) | $10,000 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $249,388 | $80,177+211.0% | $123,894+101.3% | $57,661+332.5% |
| Participation rate | 95.8% | 74.4%+21.4pp | 81.4%+14.4pp | 70.2%+25.6pp |
| Annual return | 7.78% | 17.90%-10.1pp | 47.52%-39.7pp | 5.13%+2.7pp |
| Employer contribution / active EE | $9,743 | $2,913+234.5% | $4,617+111.0% | $1,974+393.6% |
| Participant deferral / active EE | $9,325 | $5,130+81.8% | $5,984+55.8% | $3,061+204.7% |
| Admin fee / account holder | $264 | $106+148.0% | $8,357-96.8% | $95+179.0% |