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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6 years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $26,533 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $14,569 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,819 | $58,344-66.0% | $98,483-79.9% | $86,821-77.2% |
| Participation rate | 50.3% | 68.4%-18.1pp | 73.3%-23.1pp | 72.3%-22.0pp |
| Annual return | 16.83% | 43.47%-26.6pp | 1494.38%-1477.5pp | 97.94%-81.1pp |
| Employer contribution / active EE | $560 | $2,008-72.1% | $2,961-81.1% | $2,406-76.7% |
| Participant deferral / active EE | $1,161 | $3,156-63.2% | $4,276-72.9% | $4,132-71.9% |
| Admin fee / account holder | $100 | $138-27.6% | $5,953-98.3% | $170-41.2% |