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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $11,893 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
UBS FINANCIAL SERVICES INC4 years Service code 49 · EIN 51-0120742 | Other Services | $0 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,127 | $54,237-70.3% | $90,324-82.1% | $67,582-76.1% |
| Participation rate | 65.7% | 68.6%-2.9pp | 73.3%-7.6pp | 71.3%-5.6pp |
| Annual return | 22.55% | 37.27%-14.7pp | 78.15%-55.6pp | 378.57%-356.0pp |
| Employer contribution / active EE | $1,476 | $1,846-20.1% | $2,856-48.3% | $2,148-31.3% |
| Participant deferral / active EE | $1,443 | $2,625-45.0% | $3,885-62.9% | $3,539-59.2% |
| Admin fee / account holder | $34 | $123-72.7% | $5,356-99.4% | $142-76.3% |