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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7 years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $29,418 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,346 | $47,766-70.0% | $82,763-82.7% | $64,824-77.9% |
| Participation rate | 67.1% | 67.7%-0.5pp | 72.6%-5.4pp | 71.5%-4.3pp |
| Annual return | -16.53% | -13.06%-3.5pp | 702.45%-719.0pp | 32.84%-49.4pp |
| Employer contribution / active EE | $1,283 | $2,182-41.2% | $3,008-57.3% | $2,507-48.8% |
| Participant deferral / active EE | $1,258 | $3,332-62.2% | $4,395-71.4% | $4,311-70.8% |
| Admin fee / account holder | $4 | $143-97.1% | $5,325-99.9% | $188-97.8% |