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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $21,707 |
UBS FINANCIAL SERVICES INC5 years Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $19,775 |
WRIGHT FORD YOUNG & CO1 year Service code 10 16140 SAND CANYON AVE · IRVINE, CA 92618 | Accounting | $6,750 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,278 | $52,722-74.8% | $90,461-85.3% | $73,412-81.9% |
| Participation rate | 68.6% | 67.7%+0.9pp | 72.7%-4.1pp | 72.2%-3.6pp |
| Annual return | 15.39% | 20.70%-5.3pp | 1294.76%-1279.4pp | 59.30%-43.9pp |
| Employer contribution / active EE | $535 | $1,872-71.4% | $3,264-83.6% | $2,234-76.1% |
| Participant deferral / active EE | $1,143 | $2,810-59.3% | $3,964-71.2% | $3,806-70.0% |
| Admin fee / account holder | $97 | $117-17.3% | $5,617-98.3% | $158-38.8% |