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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $1,057,253 |
EWG ELEVATE INC4 years Service code 33 · EIN 82-3365896 | Securities brokerage; Securities brok... | $14,166 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $5,970 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,316 | $96,393-60.3% | $130,298-70.6% | $96,393-60.3% |
| Participation rate | 81.5% | 71.3%+10.3pp | 76.3%+5.3pp | 71.3%+10.3pp |
| Annual return | 17.82% | 22.88%-5.1pp | 38.90%-21.1pp | 22.88%-5.1pp |
| Employer contribution / active EE | $615 | $3,239-81.0% | $4,128-85.1% | $3,239-81.0% |
| Participant deferral / active EE | $4,278 | $5,455-21.6% | $6,790-37.0% | $5,455-21.6% |
| Admin fee / account holder | $26 | $74-64.6% | $6,025-99.6% | $74-64.6% |