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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Shareholder servicing ... | $965,102 |
EWG ELEVATE INC3 years Service code 33 · EIN 82-3365896 | Securities brokerage commissions and ... | $12,779 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $3,451 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,961 | $89,433-63.1% | $115,756-71.5% | $89,433-63.1% |
| Participation rate | 87.0% | 71.3%+15.7pp | 77.1%+9.9pp | 71.3%+15.7pp |
| Annual return | -16.53% | -11.88%-4.6pp | 143.14%-159.7pp | -11.88%-4.6pp |
| Employer contribution / active EE | $635 | $3,021-79.0% | $3,793-83.2% | $3,021-79.0% |
| Participant deferral / active EE | $4,503 | $5,125-12.1% | $6,254-28.0% | $5,125-12.1% |
| Admin fee / account holder | $24 | $79-69.9% | $8,124-99.7% | $79-69.9% |