See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $1,283,162 |
CAP FINANCIAL PARTNERS, LLC4+ years Filed as: CAP TRUST FINANCIAL ADVISORS Service code 16 · EIN 26-0058143 | Consulting | $220,062 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $13,880 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,406 | $73,367-72.2% | $106,387-80.8% | $73,367-72.2% |
| Participation rate | 100.0% | 69.5%+30.5pp | 77.5%+22.5pp | 69.5%+30.5pp |
| Annual return | -5.04% | 173.45%-178.5pp | 0.25%-5.3pp | 173.45%-178.5pp |
| Employer contribution / active EE | $711 | $2,499-71.5% | $3,520-79.8% | $2,499-71.5% |
| Participant deferral / active EE | $3,860 | $4,033-4.3% | $5,421-28.8% | $4,033-4.3% |
| Admin fee / account holder | $35 | $68-48.9% | $7,510-99.5% | $68-48.9% |