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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $1,933,584 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $11,375 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,388 | $89,609-71.7% | $392,568-93.5% | $89,609-71.7% |
| Participation rate | 92.7% | 69.6%+23.1pp | 78.1%+14.7pp | 69.6%+23.1pp |
| Annual return | 21.91% | 33.65%-11.7pp | 24.42%-2.5pp | 33.65%-11.7pp |
| Employer contribution / active EE | $622 | $2,584-75.9% | $3,783-83.6% | $2,584-75.9% |
| Participant deferral / active EE | $3,779 | $4,222-10.5% | $5,985-36.9% | $4,222-10.5% |
| Admin fee / account holder | $44 | $72-39.2% | $6,260-99.3% | $72-39.2% |