Filed January 3, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC2 years Filed as: CETERA INVESTMENT ADVISORS LLC Service code 27 · EIN 36-3258176 | Advisory (Plan) | $36,000 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 25 · EIN 04-2647786 | Directed Trustee | $12,582 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,225 | $53,136-14.9% | $155,509-70.9% | $199,593-77.3% |
| Participation rate | 17.4% | 64.1%-46.7pp | 78.2%-60.8pp | 72.0%-54.6pp |
| Annual return | 15.61% | 41.15%-25.5pp | 64.67%-49.1pp | 34.25%-18.6pp |
| Employer contribution / active EE | $650 | $1,851-64.9% | $4,672-86.1% | $3,034-78.6% |
| Participant deferral / active EE | $1,387 | $3,161-56.1% | $5,626-75.3% | $5,087-72.7% |
| Admin fee / account holder | $65 | $185-64.8% | $15,912-99.6% | $269-75.7% |