Filed January 3, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC3+ years Service code 55 · EIN 95-3845382 | Other Commissions | $18,071 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,231 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,066 | $46,173-34.9% | $170,442-82.4% | $69,631-56.8% |
| Participation rate | 26.6% | 63.9%-37.3pp | 83.6%-57.0pp | 70.7%-44.1pp |
| Annual return | 19.15% | 21.62%-2.5pp | 205.93%-186.8pp | 27571.02%-27551.9pp |
| Employer contribution / active EE | $3 | $1,610-99.8% | $5,433-99.9% | $2,032-99.9% |
| Participant deferral / active EE | $1,690 | $2,080-18.8% | $4,939-65.8% | $3,224-47.6% |
| Admin fee / account holder | $11 | $116-90.4% | $13,880-99.9% | $110-89.9% |