Filed January 3, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC8+ years Service code 27 · EIN 95-3845382 | Advisory (Plan) | $36,000 |
Service code 25 · EIN 04-2647786 | Directed Trustee | $17,411 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,115 | $45,000-39.7% | $143,757-81.1% | $77,904-65.2% |
| Participation rate | 42.2% | 66.8%-24.6pp | 80.3%-38.1pp | 73.7%-31.4pp |
| Annual return | -16.05% | 29.03%-45.1pp | -0.04%-16.0pp | 12.21%-28.3pp |
| Employer contribution / active EE | $1,460 | $1,870-21.9% | $4,951-70.5% | $2,848-48.7% |
| Participant deferral / active EE | $3,161 | $3,157+0.1% | $5,637-43.9% | $4,806-34.2% |
| Admin fee / account holder | $50 | $98-49.2% | $14,673-99.7% | $133-62.3% |