Filed January 3, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC5+ years Service code 27 · EIN 95-3845382 | Advisory (Plan) | $15,583 |
Service code 25 · EIN 04-2647786 | Directed Trustee | $9,737 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,698 | $62,928-62.3% | $172,739-86.3% | $67,579-64.9% |
| Participation rate | 43.9% | 64.5%-20.5pp | 82.6%-38.7pp | 71.3%-27.4pp |
| Annual return | 28.74% | 30.36%-1.6pp | 802.84%-774.1pp | 378.56%-349.8pp |
| Employer contribution / active EE | $307 | $1,636-81.2% | $5,143-94.0% | $2,148-85.7% |
| Participant deferral / active EE | $2,143 | $2,145-0.1% | $5,198-58.8% | $3,539-39.4% |
| Admin fee / account holder | $51 | $167-69.5% | $13,954-99.6% | $142-64.3% |