Filed January 3, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC2 years Filed as: CETERA INVESTMENT ADVISORS LLC Service code 27 · EIN 36-3258176 | Advisory (Plan) | $36,000 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 25 · EIN 04-2647786 | Directed Trustee | $12,582 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,225 | $53,204-15.0% | $155,556-70.9% | $200,096-77.4% |
| Participation rate | 17.4% | 64.1%-46.7pp | 78.2%-60.8pp | 72.0%-54.6pp |
| Annual return | 15.61% | 41.02%-25.4pp | 64.84%-49.2pp | 34.26%-18.7pp |
| Employer contribution / active EE | $650 | $1,850-64.9% | $4,675-86.1% | $3,038-78.6% |
| Participant deferral / active EE | $1,387 | $3,163-56.2% | $5,631-75.4% | $5,090-72.7% |
| Admin fee / account holder | $65 | $186-64.8% | $15,885-99.6% | $269-75.8% |