| Provider | Service type | Compensation |
|---|---|---|
LSV ASSET MANAGEMENT7+ years Service code 28 · EIN 23-2772200 | Investment Management | $2,389,355 |
WELLS FARGO BANK, N.A.7+ years Filed as: WELLS CAPITAL MANAGEMENT Service code 28 · EIN 95-3692822 | Investment Management | $1,903,378 |
ABERDEEN ASSET MANAGEMENT, INC.7+ years Filed as: ABERDEEN ASSET MANAGEMENT INC. Service code 28 · EIN 51-0368279 | Investment Management | $1,818,463 |
WILLIAM BLAIR5 years Filed as: WILLIAM BLAIR INVESTMENT MANAGEMENT Service code 28 · EIN 36-2214610 | Investment Management | $1,745,422 |
Filed as: INSIGHT PARETO Service code 28 | Investment Management | $1,669,102 |
LYRICAL ASSET MANAGEMENT7+ years Service code 28 · EIN 37-1572793 | Investment Management | $1,554,897 |
GLOBEFLEX CAPITAL LP7+ years Filed as: GLOBEFLEX CAPITAL Service code 28 · EIN 33-0597629 | Investment Management | $1,536,596 |
THE SEGAL COMPANY6 years Filed as: SEGAL MARCO ADVISORS Service code 27 · EIN 13-2646110 | Advisory (Plan) | $1,378,154 |
INDEPENDENT FINANCIAL PARTNERS7+ years Filed as: STONE HARBOR INVESTMENT PARTNERS Service code 28 · EIN 20-3888589 | Investment Management | $1,247,774 |
SCHRODER INVESTMENT MANAGEMENT7+ years Service code 28 · EIN 13-4064414 | Investment Management | $1,221,260 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | REPUBLIC OF VENEZUELA | — | — | — |
| Part 1 Loan in default | REPUBLIC OF VENEZUELA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, SA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, SA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, SA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, SA | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | BELLATRIX EXPLORATION LTD | — | — | — |
| Part 1 Loan in default | BELLATRIX EXPLORATION LTD | — | — | — |
| Part 1 Loan in default | VERTICAL COMMUNICATIONS | — | 1000 HOLCOMB WOODS PARKWAY ROSWELL, GA 30076 | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $1,469,698-100.0% | $164,721-100.0% | $1,469,698-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 21.0%-21.0pp | 0.0%0pp |
| Annual return | -10.30% | -5.36%-4.9pp | -5.85%-4.5pp | 7.68%-18.0pp |
| Employer contribution / active EE | $19,708 | $12,163+62.0% | $31,839-38.1% | $9,142+115.6% |
| Participant deferral / active EE | $0 | $1-99.3% | $2-99.8% | $462-100.0% |
| Admin fee / account holder | $0 | $19,323-100.0% | $1,000-100.0% | $19,323-100.0% |