| Provider | Service type | Compensation |
|---|---|---|
LSV ASSET MANAGEMENT1+ years Service code 28 · EIN 23-2772200 | Investment Management | $1,928,591 |
GLOBEFLEX CAPITAL LP1+ years Filed as: GLOBEFLEX CAPITAL Service code 28 · EIN 33-0597629 | Investment Management | $1,288,612 |
THE BANK OF NEW YORK MELLON1+ years Service code 19 · EIN 13-5160382 | Securities Custodian | $1,266,582 |
INDEPENDENT FINANCIAL PARTNERS1+ years Filed as: STONE HARBOR INVESTMENT PARTNERS Service code 28 · EIN 20-3888589 | Investment Management | $1,187,468 |
Filed as: INSIGHT PARETO Service code 28 · EIN 98-0437330 | Investment Management | $1,174,083 |
THE SEGAL COMPANY1+ years Filed as: SEGAL ROGERSCASEY INC Service code 27 · EIN 13-2646110 | Advisory (Plan) | $1,162,653 |
SCHRODER INVESTMENT MANAGEMENT1+ years Service code 28 · EIN 13-4064414 | Investment Management | $1,036,892 |
CBRE CLARION SECURITIES LLC1+ years Service code 28 · EIN 23-2802869 | Investment Management | $1,030,494 |
COLUMBUS CIRCLE INVESTORS1+ years Filed as: COLUMBUS CIRCLE INVESTORS INC Service code 28 · EIN 06-1404803 | Investment Management | $1,010,452 |
WILLIAM BLAIR1+ years Service code 28 · EIN 36-2214610 | Investment Management | $984,417 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | ENERGY XXI LTD | — | — | — |
| Part 1 Loan in default | HORSEHEAD HOLDING CORP | — | 4955 STEUBENVILLE PIKE, STE 405 PITTSBURGH, PA 15205 | — |
| Part 1 Loan in default | HORSEHEAD HOLDING CORP | — | 4955 STEUBENVILLE PIKE, STE 405 PITTSBURGH, PA 15205 | — |
| Part 1 Loan in default | LINN ENERGY LLC | — | 600 TRAVIS, SUITE 1400 HOUSTON, TX 77002 | — |
| Part 1 Loan in default | LINN ENERGY LLC | — | 600 TRAVIS, SUITE 1400 HAMILTON, TX 77002 | — |
| Part 1 Loan in default | MIDSTATES PETROLEUM | — | 321 S BOSTON AVE, SUITE 1000 TULSA, OK 74106 | — |
| Part 1 Loan in default | NORANDA ALUMINUM HOLDING CORP | — | 801 CRESCENT DRIVE, SUITE 600 FRANKLIN, TN 37067 | — |
| Part 1 Loan in default | WARREN RESOURCES INC | — | 5420 LBJ FREEWAY, SUITE 600 DALLAS, TX 75240 | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $40,289-100.0% | $209,859-100.0% | $40,289-100.0% |
| Participation rate | 0.0% | 4.2%-4.2pp | 42.7%-42.7pp | 4.2%-4.2pp |
| Annual return | 3.92% | 10.64%-6.7pp | 4.16%-0.2pp | 10.64%-6.7pp |
| Employer contribution / active EE | $16,099 | $11,561+39.2% | $29,966-46.3% | $11,561+39.2% |
| Participant deferral / active EE | $0 | $347-99.9% | $145-99.7% | $347-99.9% |
| Admin fee / account holder | $0 | $312-100.0% | $13,952-100.0% | $312-100.0% |