| Provider | Service type | Compensation |
|---|---|---|
LYRICAL ASSET MANAGEMENT3+ years Service code 28 · EIN 37-1572793 | Investment Management | $2,994,419 |
LSV ASSET MANAGEMENT3+ years Service code 28 · EIN 23-2772200 | Investment Management | $2,315,875 |
WELLS FARGO BANK, N.A.3+ years Filed as: WELLS CAPITAL MANAGEMENT Service code 28 · EIN 95-3692822 | Investment Management | $1,812,549 |
ABERDEEN ASSET MANAGEMENT, INC.3+ years Filed as: ABERDEEN ASSET MANAGEMENT INC. Service code 28 · EIN 51-0368279 | Investment Management | $1,616,403 |
WILLIAM BLAIR1 year Filed as: WILLIAM BLAIR INVESTMENT MANAGEMENT Service code 28 · EIN 36-2214610 | Investment Management | $1,575,978 |
THE BANK OF NEW YORK MELLON3+ years Service code 19 · EIN 13-5160382 | Securities Custodian | $1,520,384 |
GLOBEFLEX CAPITAL LP3+ years Filed as: GLOBEFLEX CAPITAL Service code 28 · EIN 33-0597629 | Investment Management | $1,511,303 |
INDEPENDENT FINANCIAL PARTNERS3+ years Filed as: STONE HARBOR INVESTMENT PARTNERS Service code 28 · EIN 20-3888589 | Investment Management | $1,481,520 |
Filed as: INSIGHT PARETO Service code 28 | Investment Management | $1,286,481 |
SCHRODER INVESTMENT MANAGEMENT3+ years Service code 28 · EIN 13-4064414 | Investment Management | $1,241,679 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | REPUBLIC OF VENEZUELA | — | — | — |
| Part 1 Loan in default | REPUBLIC OF VENEZUELA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, SA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, SA | — | — | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $7,764,297-100.0% | $245,396-100.0% | $7,764,297-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 43.0%-43.0pp | 0.0%0pp |
| Annual return | 6.00% | -1.95%+7.9pp | -752.26%+758.3pp | -1.95%+7.9pp |
| Employer contribution / active EE | $17,985 | $9,243+94.6% | $31,802-43.4% | $9,243+94.6% |
| Participant deferral / active EE | $0 | $425-100.0% | $47-100.0% | $425-100.0% |
| Admin fee / account holder | $0 | $62,356-100.0% | $1,223-100.0% | $62,356-100.0% |