| Provider | Service type | Compensation |
|---|---|---|
LSV ASSET MANAGEMENT5+ years Service code 28 · EIN 23-2772200 | Investment Management | $1,979,562 |
WELLS FARGO BANK, N.A.5+ years Filed as: WELLS CAPITAL MANAGEMENT Service code 28 · EIN 95-3692822 | Investment Management | $1,933,236 |
ABERDEEN ASSET MANAGEMENT, INC.5+ years Filed as: ABERDEEN ASSET MANAGEMENT INC. Service code 28 · EIN 51-0368279 | Investment Management | $1,662,728 |
THE SEGAL COMPANY4 years Filed as: SEGAL MARCO ADVISORS Service code 27 · EIN 13-2646110 | Advisory (Plan) | $1,636,793 |
WILLIAM BLAIR3 years Filed as: WILLIAM BLAIR INVESTMENT MANAGEMENT Service code 28 · EIN 36-2214610 | Investment Management | $1,632,359 |
THE BANK OF NEW YORK MELLON5+ years Service code 19 · EIN 13-5160382 | Securities Custodian | $1,404,536 |
GLOBEFLEX CAPITAL LP5+ years Filed as: GLOBEFLEX CAPITAL Service code 28 · EIN 33-0597629 | Investment Management | $1,239,561 |
INDEPENDENT FINANCIAL PARTNERS5+ years Filed as: STONE HARBOR INVESTMENT PARTNERS Service code 28 · EIN 20-3888589 | Investment Management | $1,219,121 |
Filed as: INSIGHT PARETO Service code 28 | Investment Management | $1,176,883 |
SCHRODER INVESTMENT MANAGEMENT5+ years Service code 28 · EIN 13-4064414 | Investment Management | $1,021,596 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | REPUBLIC OF VENEZUELA | — | — | — |
| Part 1 Loan in default | REPUBLIC OF VENEZUELA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, SA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, SA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, SA | — | — | — |
| Part 1 Loan in default | PETROLEOS DE VENEZUELA, SA | — | — | — |
| Part 1 Loan in default | OFFICE OF FIN REP OF ARGENTINA | — | 1800 K STREET, N.W., SUITE 1122 WASHINGTON, DC 20006 | — |
| Part 1 Loan in default | OFFICE OF FIN REP OF ARGENTINA | — | 1800 K STREET, N.W., SUITE 1122 WASHINGTON, DC 20006 | — |
| Part 1 Loan in default | OFFICE OF FIN REP OF ARGENTINA | — | 1800 K STREET, N.W., SUITE 1122 WASHINGTON, DC 20006 | — |
| Part 1 Loan in default | OFFICE OF FIN REP OF ARGENTINA | — | 1800 K STREET, N.W., SUITE 1122 WASHINGTON, DC 20006 | — |
| Part 1 Loan in default | OFFICE OF FIN REP OF ARGENTINA | — | 1800 K STREET, N.W., SUITE 1122 WASHINGTON, DC 20006 | — |
| Part 1 Loan in default | OFFICE OF FIN REP OF ARGENTINA | — | 1800 K STREET, N.W., SUITE 1122 WASHINGTON, DC 20006 | — |
| Part 1 Loan in default | OFFICE OF FIN REP OF ARGENTINA | — | 1800 K STREET, N.W., SUITE 1122 WASHINGTON, DC 20006 | — |
| Part 1 Loan in default | OFFICE OF FIN REP OF ARGENTINA | — | 1800 K STREET, N.W., SUITE 1122 WASHINGTON, DC 20006 | — |
| Part 1 Loan in default | OFFICE OF FIN REP OF ARGENTINA | — | 1800 K STREET, N.W., SUITE 1122 WASHINGTON, DC 20006 | — |
| Part 1 Loan in default | OFFICE OF FIN REP OF ARGENTINA | — | 1800 K STREET, N.W., SUITE 1122 WASHINGTON, DC 20006 | — |
| Part 1 Loan in default | OFFICE OF FIN REP OF ARGENTINA | — | 1800 K STREET, N.W., SUITE 1122 WASHINGTON, DC 20006 | — |
| Part 1 Loan in default | OFFICE OF FIN REP OF ARGENTINA | — | 1800 K STREET, N.W., SUITE 1122 WASHINGTON, DC 20006 | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE LEBANESE REPUBLIC | — | — | — |
| Part 1 Loan in default | THE REPUBLIC OF ECUADOR | — | — | — |
| Part 1 Loan in default | THE REPUBLIC OF ECUADOR | — | — | — |
| Part 1 Loan in default | THE REPUBLIC OF ECUADOR | — | — | — |
| Part 1 Loan in default | THE REPUBLIC OF ECUADOR | — | — | — |
| Part 1 Loan in default | BELLATRIX EXPLORATION LTD | — | — | — |
| Part 1 Loan in default | BELLATRIX EXPLORATION LTD | — | — | — |
| Part 1 Loan in default | LSC COMMUNICATIONS INC | — | 4101 WINFIELD ROAD WARRENVILLE, IL 60555 | — |
| Part 1 Loan in default | PACIFIC GAS AND ELECTRIC CO | — | P.O. BOX 997300 SACRAMENTO, CA 958997300 | — |
| Part 1 Loan in default | UNIT CORP | — | 8200 SOUTH UNIT DRIVE TULSA, OK 74132 | — |
| Part 1 Loan in default | VERTICAL COMMUNICATIONS | — | 1000 HOLCOMB WOODS PARKWAY ROSWELL, GA 30076 | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $162,072-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 33.1%-33.1pp | 0.0%0pp |
| Annual return | -0.25% | 13.80%-14.1pp | 8.01%-8.3pp | 13.80%-14.1pp |
| Employer contribution / active EE | $18,381 | $10,386+77.0% | $29,476-37.6% | $10,386+77.0% |
| Participant deferral / active EE | $0 | $448-100.0% | $735-100.0% | $448-100.0% |
| Admin fee / account holder | $0 | $0 | $630-100.0% | - |