| Provider | Service type | Compensation |
|---|---|---|
LYRICAL ASSET MANAGEMENT2+ years Service code 28 · EIN 37-1572793 | Investment Management | $2,328,421 |
LSV ASSET MANAGEMENT2+ years Service code 28 · EIN 23-2772200 | Investment Management | $2,135,442 |
GLOBEFLEX CAPITAL LP2+ years Filed as: GLOBEFLEX CAPITAL Service code 28 · EIN 33-0597629 | Investment Management | $1,374,004 |
THE BANK OF NEW YORK MELLON2+ years Service code 19 · EIN 13-5160382 | Securities Custodian | $1,321,168 |
INDEPENDENT FINANCIAL PARTNERS2+ years Filed as: STONE HARBOR INVESTMENT PARTNERS Service code 28 · EIN 20-3888589 | Investment Management | $1,305,442 |
Filed as: INSIGHT PARETO Service code 28 | Investment Management | $1,189,493 |
THE SEGAL COMPANY1 year Filed as: SEGAL MARCO ADVISORS Service code 27 · EIN 13-2646110 | Advisory (Plan) | $1,168,154 |
WILLIAM BLAIR2+ years Service code 28 · EIN 36-2214610 | Investment Management | $1,159,164 |
SCHRODER INVESTMENT MANAGEMENT2+ years Service code 28 · EIN 13-4064414 | Investment Management | $1,106,160 |
ABERDEEN ASSET MANAGEMENT, INC.2+ years Filed as: ABERDEEN ASSET MANAGEMENT INC. Service code 28 · EIN 51-0368279 | Investment Management | $1,099,469 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | GENON ENERGY INC | — | 804 CARNEGIE CENTER PRINCETON, NJ 08540 | — |
| Part 1 Loan in default | NORANDA ALUMINUM HOLDING CORP | — | 801 CRESCENT DRIVE, SUITE 600 FRANKLIN, TN 37067 | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $14,491,905-100.0% | $184,886-100.0% | $14,491,905-100.0% |
| Participation rate | 0.0% | 5.3%-5.3pp | 47.1%-47.1pp | 5.3%-5.3pp |
| Annual return | 11.66% | 1057.21%-1045.6pp | 8.32%+3.3pp | 1057.21%-1045.6pp |
| Employer contribution / active EE | $17,120 | $14,374+19.1% | $30,793-44.4% | $14,374+19.1% |
| Participant deferral / active EE | $0 | $351-100.0% | $90-100.0% | $351-100.0% |
| Admin fee / account holder | $0 | $81,210-100.0% | $2,802-100.0% | $81,210-100.0% |