INDEPENDENT FINANCIAL PARTNERS
194 known aliases resolved via the canonical alias map
Market position · 2024
Plans served207-17 YoYRank #110 of mapped providers
Assets under administration$188.9B0.2%Market share · rank #73
Fees received$44MMedian $68,209/planSum across Schedule C direct + indirect
Net wins YoY-1526 won · 41 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical INDEPENDENT FINANCIAL PARTNERS plan look like?
Service mix · median fees per plan
Count of plans where INDEPENDENT FINANCIAL PARTNERS ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management; Investment management fees paid indirectly by plan; Investment management fees paid directly by plan; Direct payment from the planCode 28 | 153 | $92,739 | |
Investment management fees paid directly by plan; Soft dollars commissionsCode 51 | 14 | $66,694 | |
Participant communication; Investment advisory (participants); Investment advisory (plan); Investment management fees paid indirectly by planCode 26 | 13 | $36,739 | |
Other fees; Investment advisory (plan)Code 27 | 10 | $11,942 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Custodial (securities); Investment advisory (participants)Code 15 | 4 | $15,414 | |
Investment management fees paid directly by plan; Insurance brokerage commissions and fees; Investment management; Soft dollars commissions; Securities brokerage commissions and fees; Accounting (including auditing)Code 10 | 3 | $56,751 | |
Securities brokerage; Custodial (securities); Investment advisory (plan); Securities brokerage commissions and fees; Float revenueCode 19 | 3 | $31,258 | |
Investment advisory (plan); Consulting (pension); Direct payment from the planCode 17 | 2 | $114,417 |
Competitor overlap
Percent of INDEPENDENT FINANCIAL PARTNERS's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under INDEPENDENT FINANCIAL PARTNERS.
| Sponsor | From | Assets |
|---|---|---|
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | GUIDESPRING WEALTH STRATEGIES | $11.6B |
MARS, INCORPORATEDNJ · 221594774-001 | THACKERAY PARTNERS RLTY FUND IV, LP | $5.1B |
TRAVELERS COMPANIES, INC.MN · 410518860-001 | EASTERLY INVESTMENTS PARTNERS, LLC | $4.2B |
INTERMOUNTAIN HEALTH CARE, INC.UT · 870269232-001 | H.I.G. CAPITAL, LLC | $3.4B |
OLD DOMINION FREIGHT LINE, INC.NC · 560751714-002 | COWEN & COMPANY LLC | $2.4B |
BOARD OF TRUSTEES, FELRA & UFCW PENSIONMD · 526128473-001 | CALIBRE CPA GROUP PLLC | $1.4B |
FRONTIER AIRLINES, INC.CO · 841256945-003 | MOUNTAIN CAPITAL INVESTMENT AD | $962M |
MEDIANEWS GROUP, INC.CO · 760425553-008 | PRUDENTIAL RETIREMENT INSURANCE AND | $434M |
BOARD OF TRUSTEES UFCW NO. CALIFORNIA FOOD EMPLOYERS JOINT IND ACCOUNTCA · 680161773-002 | JPMORGAN INVEST HOLDINGS LLC | $267M |
JOINT BOARD OF TRUSTEES OF THE UA LOCAL 190 PENSION PLANMI · 386065579-001 | BOYD WATTERSON ASSET MANAGEMENT | $264M |
Plans lost in 2024
Appeared last year under INDEPENDENT FINANCIAL PARTNERS; not this year.
| Sponsor | To | Assets |
|---|---|---|
CONSTELLATION ENERGY GENERATION LLCPA · 233064219-001 | STEPSTONE GROUP LP | $5.3B |
CARPENTERS PENSION TRUST FUND TRUST FUND FOR NORTHERN CALIFORNIACA · 946050970-001 | CAMDEN ASSET MANAGEMENT, LP | $5.3B |
NEXTERA ENERGY, INC.FL · 592449419-001 | ICG SECONDARIES FUND I LP | $5.1B |
BOARD OF DIRECTORS OF PENTEGRA DEFINED BENEFIT PLANNY · 135645888-333 | NB CO INVEST III | $3.6B |
NEW ENGLAND TEAMSTERS PENSION FUNDMA · 046372430-001 | GREAT LAKES ADVISORS, LLC | $3.3B |
FACTORY MUTUAL INSURANCE COMPANYRI · 050316605-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $2.9B |
SIEMENS CORPORATIONNJ · 132623356-001 | STATE STREET GLOBAL ADVISORS | $1.5B |
SOUTHERN CALIFORNIA PIPE TRADES RETIREMENT FUNDCA · 516108443-001 | KAYNE ANDERSON CAPITAL ADVISORS, L. | $1.4B |
CROWN CASTLE INC.TX · 760470458-001 | MORNINGSTAR | $1.1B |
UNILEVER UNITED STATES, INCNJ · 132915928-002 | FIDELITY INVESTMENTS INSTITUTIONAL | $893M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SOUTHERN COMPANY SERVICES, INC.GA · 630274273-001 | $15.3B | 58,166 | $1M | 10y | - |
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | $11.6B | 13,086 | $28,715 | 5y | 1 |
STEELWORKERS PENSION TRUSTPA · 236648508-499 | $7.2B | 123,674 | $3M | 10y | - |
HARTFORD FIRE INSURANCE COMPANYCT · 060383750-100 | $7.2B | 31,062 | $648,968 | 3y | - |
TRUSTEES OF THE MIDWEST OPERATING ENGINEERS PENSION TRUST FUNDIL · 366140097-001 | $6.0B | 31,707 | $923,202 | 10y | - |
BOARD OF TRUSTEES, PENSION TRUST FUND FOR OPERATINGCA · 946090764-001 | $5.4B | 45,574 | $1M | 10y | - |
THE BANK OF NEW YORK MELLONPA · 135160382-001 | $5.2B | 54,048 | $827,068 | 4y | - |
MARS, INCORPORATEDNJ · 221594774-001 | $5.1B | 26,885 | $0 | 1y | - |
BOARD OF TRUSTEES EASTERN ATLANTIC STATES CARPENTERS PENSION FUNDPA · 231613018-001 | $5.0B | 39,234 | $2M | 9y | - |
INTL PAINTERS & ALLIED TRADES IND. PENSION FUND- BOARD OF TRUSTEESMD · 526073909-001 | $4.5B | 95,494 | $247,683 | 10y | - |
Flag exposure
95.2%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (194)
Raw Schedule C names collapsed into INDEPENDENT FINANCIAL PARTNERS.
- 3CHOPT INVESTMENT PARTNERS
- ADVANCED INVESTMENT PARTNERS, LLC
- AHRENS INVESTMENT PARTNERS
- AHRENS INVESTMENT PARTNERS LLC
- ALEXIS INVESTMENT PARTNERS LLC
- ALMANACK INVESTMENT PARTNERS, LLC
- ASIAN INVESTMENT PARTNERS LTD
- BARDEN HILL INVESTMENT PARTNERS LP
- BARDIN HILL INVESTMENT PARTNERS LP
- BLUE SKY INVESTMENT PARTNERS
- BRADES INVESTMENT PARTNERS
- BUCKHEAD INVESTMENT PARTNERS
- BUCKHEAD INVESTMENT PARTNERS, LLC
- CARTER-HASTON INVESTMENT PARTNERS
- CHAMPLAIN
- CHAMPLAIN INVESTMENT
- CHAMPLAIN INVESTMENT PARTNERS
- CHAMPLAIN INVESTMENT PARTNERS LLC
- CHAMPLAIN INVESTMENT PARTNERS, LLC
- CHAMPLAIN INVESTMENTS
- CHAMPLAIN SM CAP FD LLC
- CHAMPLAIN SMALL CAP FUND LLC
- CHAMPLAIN WEALTH MANAGEMENT
- CHARTWELL
- CHARTWELL ADVISORS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for INDEPENDENT FINANCIAL PARTNERS's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 4 | 1.93% | 26.94% | -25.01 pp |
| Late contributions | 8 | 3.86% | 1.71% | +2.15 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 8 | 3.86% | 1.76% | +2.11 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with INDEPENDENT FINANCIAL PARTNERS. Compare to the incumbent market share (0.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.3 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).