Filed October 21, 1994
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE CO Service code 64 · EIN 04-1590850 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $476,983 |
LOCK & WELSH PC2 years Service code 10 1501 LOWER STATE RD · NORTH WALES, PA 19454 | Accounting | $38,000 |
Filed as: CORNERSTONE ADVISORS ASSET MANAGEME Service code 27 · EIN 75-3204798 74 W BROAD ST · BETHLEHEM, PA 18018 | Advisory (Plan) | $36,948 |
NFP RETIREMENT INC1 year Filed as: NFP CORPORATE SERVICES (PA), INC. Service code 13 · EIN 13-4096969 2600 KELLY ROAD · WARRINGTON, PA 18976 | Contract Administrator | $32,175 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 E ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $8,721 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,740 | $67,679-32.4% | $155,509-70.6% | $99,062-53.8% |
| Participation rate | 42.4% | 67.2%-24.8pp | 78.2%-35.8pp | 71.6%-29.2pp |
| Annual return | 13.68% | 16.16%-2.5pp | 64.67%-51.0pp | 17.66%-4.0pp |
| Employer contribution / active EE | $416 | $2,268-81.7% | $4,672-91.1% | $3,262-87.3% |
| Participant deferral / active EE | $1,626 | $3,828-57.5% | $5,626-71.1% | $5,331-69.5% |
| Admin fee / account holder | $175 | $94+87.1% | $15,912-98.9% | $109+60.8% |